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Maine passes assisted outpatient treatment law
(July 2006 Issue)

By Phyllis Hanlon

Following the lead of several other states, Maine passed an assisted outpatient treatment (AOT) law, known as a "progressive treatment plan" in May, according to Sen. John M. Nutting (D-District 17, Androscoggin County). Data from 12 other states that revealed a marked reduction in re-hospitalization, acts of violence and incarceration influenced the legislature's decision.

Nutting says that the law garnered backing from several groups including nurse practitioners, the sheriff's department, the Maine Psychiatric Association, Maine Medical Association and hundreds of parents. "We built a broad cross-section of support for the bill," he says.

Maine's law says that the court can order a mentally ill person to take his medication or undergo psychiatric treatment. This treatment could take place on an inpatient basis if necessary. The law would be invoked only for those individuals who have a history of violence when not taking their medication, those who have a history of non-compliance or those who have demonstrated improvement while on medication. As currently written, the law can be enforced for only a six month time frame.

Implementation will begin slowly with approximately 75 individuals under the first phase, according to Nutting. "It will be limited to those hospitalized many times with a history of violence and no self care and a history of doing well on a treatment plan," he says. The Department of Health and Human Services (DHHS) is working closely with hospitals, ACT teams and the court system to implement the bill on Oct. 1, 2006.

Nutting adds that DHHS will report annually to the legislature on the progress of the plan.

Mary T. Zdanowicz, J.D., executive director of the Treatment Advocacy Center in Washington, D.C., characterizes Maine's law as a "pilot program" whose limitations reflect the state's desire to proceed with caution. "This approach will allay the fears of those who opposed the bill," she says. Studies indicate that AOTs improve the continuum of mental health care, according to Zdanowicz. She says that adherence to medication and treatment plans are increased, while tragic consequences, such as homelessness, victimization, suicide risk and violence are reduced. "This is a good engagement tool to decrease consequences," she says.

Zdanowicz emphasizes that only a small percentage of individuals ever need an AOT. "There is a fear that this [law] will become the default, that everyone will have to have a court order," she says. "Maine's limited approach will demonstrate that this is a small measure for a small group that can make a big difference."

Most of the 50 states have passed some version of a court-assisted commitment law. According to Zdanowicz, Massachusetts has no official AOT, but rather invokes the "Rogers Order," which gives the court the right to order an individual unable to make decisions to take medication. The law applies to both inpatient and outpatient settings.

Michael Schwarzchild, Ph.D., director of professional affairs for the Connecticut Psychological Association, indicates that his state has a modified AOT law. "I testified about it in my first legislative outing for the Connecticut Psychological Association, about a decade ago. Basically, we won the right - which everyone already has, in a sense - to have a patient transported to a general hospital emergency room for psychiatric evaluation. That's the extent of our involuntary commitment law, at least as it pertains to psychologists," he says.

New Hampshire, Vermont, and Rhode Island also have AOT laws in their states.

Regardless of the nuances in the legislation, states that have AOT laws will achieve positive results only when the law is actually implemented. In her experience, Zdanowicz has found that many healthcare professionals are unaware of the existence of these laws.

According to Zdanowicz, opponents to AOTs cite infringement of civil liberties and the individual's right to make choices as major challenges. She explains that these programs are typically used for people whose compromised brain functioning because of mental illness prevents rational decision-making. She adds that in many cases, opposition stems from an emotional source often based on the wording of the law.

One of the most convincing arguments for implementation of AOT legislation comes from patients themselves. "New data has been collected in the last couple of years. There is now evidence from participants who are the best judges. The majority say their lives have improved significantly," says Zdanowicz.

Nutting believes that both physical and mental health deserve equal treatment. "If parents deny treatment for their child who has diabetes, the state can step in and force treatment. Mental illness is not different than biological illness and should be treated."

Zdanowicz says, "People are literally dying with their 'rights on.' The things that happen when they are not on treatment are horrific. AOT legislation saves lives. There is ample empirical evidence to support policy decisions that cover the entire mental health spectrum."