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States reduce use of restraints
(June 2005 Issue)

By Pamela Berard

A number of New England states are actively engaging in restraint reduction initiatives. Proposed regulations in Massachusetts focus on prevention and alternative to restraints, reductions in the length of time that restraints can be in effect and an outright prohibition on the use of restraints for children under the age of 13, except for emergencies.

Other New England states have also curtailed the use of restraints in recent years.

Jim Siemianowski, LICSW, spokesman for Connecticut Department of Mental Health and Addiction Services, says the state commissioner's policies for seclusion and restraint were both revised in 2002. "(We were) embarking on trying to transform the system to become more recovery oriented," Siemianowski says, including reducing restraint and seclusion and trying to identify alternative measures clients felt would help them.

The state's largest inpatient facility, Connecticut Valley Hospital, about six years ago began transforming its culture to reflect a stronger recovery orientation and to train staff in de-escalation techniques. "They put into place a whole system that focused on decreasing the amount of time somebody spends in restraint and seclusion," Siemianowski explains. "They implemented policies, conducted training and developed some very specific intervention strategies."

The hospital has a patient personal safety preferences form where patients may specify their wishes in terms of crisis intervention, "hopefully as a way to avoid seclusion or restraint," he says.

Siemianowski says data shows significant reductions in terms of the number of patients involved in restraint and seclusion and also the mean monthly usage within the facility of restraint and seclusion. For example, he says in 1999, the mean monthly amount of restraint and seclusion hours combined was about 4,500 hours in the 600-bed facility.

"The latest data that I saw, from 1999 to 2003, it went from a little over 4,500 to less than a 1,000, maybe about 900 (mean monthly) in terms of restraint/seclusion," he says.

Teresa Mayo, Psy.D., director of psychology for Riverview Psychiatric Center, one of two state hospitals in Maine, says restraint and seclusion reduction is a topic of focus at Riverview.

A "Rights of Recipients of Mental Health Services" document outlines the right to be free from any unnecessary seclusion and restraint and specifies when seclusion and restraint can be used, under whose authority, time limits and other information.

"About a year ago, we changed our intervention method to NAPPI (Non-abusive Physical and Psychological Intervention) and began an active education process with staff," including increased tolerance and understanding, distress tolerance intervention skills and implementing 'Therapeutic Holds' as separate from mechanical restraints, Mayo says.

"The total time of restraints has decreased steadily over the past nine months," she says. "Reduction is roughly from over 3.5 hours per event to an average of 40 minutes."

"We have an active NAPPI instructor committee that is researching the latest in best practice and how we can continue to move in a restraint free direction," Mayo adds.

At Eleanor Slater Hospital, the state-run hospital in R.I., Brandon Krupp, M.D., chief of psychiatric services, says the hospital policy is continuously updated, most recently in December 2004.

"Our policy is reviewed by our Restraint Clinical Management Team, which is part of our hospital's performance improvement program," Krupp says. "It's a standing team looking at data every month. It's something we look at and are constantly sort of tweaking."

The Restraint Clinical Management Team reports to a performance improvement program steering committee.

Krupp says the use of restraints has been stable, "at a very low level… Just over two percent on average of our patients each month experience a restraint episode" at the approximately 400-bed facility. "We try to use as few restraints as possible and by policy, we actually must try a variety of alternatives to restraint first," Krupp says. The total usage data is reviewed every month with other hospitals of its type through the Joint Commission on Accreditation of Healthcare Organizations' initiative ORYX, which integrates outcomes and other performance measurement data into the accreditation process, he says.

Richard Willgoose, director of performance and resource management for New Hampshire Hospital, says the state hospitals have been very involved in trying to reduce and ultimately eliminate the use of restraints, through various training and intervention initiatives. "We see them as not a therapeutic intervention but an emergency intervention or a last resort," Willgoose says. "The reality is, it's really a therapeutic failure when we have to use one of those interventions."

Willgoose says the issue of restraint reduction came to the national forefront in the late 1990s. "I don't think anybody has ever seen this as a particularly good way to provide treatment," he says.

Willgoose adds the state hospital has a crisis intervention plan for patients and there is a debriefing after any intervention episode. "We had a breakthrough (maybe within the last six to seven years) we really saw our ability to get some real reduction," he says. "We certainly are seeing that when we do use the restraint or seclusion intervention that we don't use it for very long. The time period is much shorter," he adds.

According to the Vermont Department of Health, the state does not have any regulations specifically governing restraint. Regulations do address the use of restraints when administering non-emergency involuntary medication, however, and provide that restraints may only be used in emergency circumstances to protect the safety of the patient or others. Each hospital has its own policies and procedures, according to an official.

In Massachusetts, the final public hearing on the new regulations was held April 11 and the state is reviewing comments and testimony and determining the timeline for implementation.

"The restraint reduction initiative, of which our proposed restraint regulations are just one part, are very important, not only to the department, but also to providers and to individuals with mental illness," said Massachusetts Department of Mental Health Commissioner Elizabeth Childs, M.D., in a prepared statement. (See related story on page 6).

"The goal to reduce - and even eliminate - the use of restraints recognizes that restraint and seclusion are not therapeutic interventions, but rather reflect a failure of treatment. So many individuals who are in psychiatric facilities have been traumatized at some time during their lives. The use of restraint and seclusion is re-traumatizing, and is thus contrary to the treatment goals we espouse."